Senior Associate, Legal Counsel
This role sits within ICONIQ’s Legal and Compliance team and supports investment, advisory, and client service teams across a broad range of regulatory and legal matters. The Senior Associate, Legal Counsel will play a hands-on role advising on securities and investment advisory issues while developing into a well-rounded generalist attorney within a dynamic, collaborative environment.
What You’ll Do:
Advise internal teams on compliance with United States securities and investment advisory laws, including matters under the Investment Advisers Act of 1940
Support securities and investment advisory matters in international jurisdictions, including the United Kingdom and Singapore, as needed
Monitor and interpret regulatory developments and help ensure timely compliance with evolving requirements
Partner with cross-functional teams on policy development, compliance training, and implementation of best practices
Assist with regulatory inquiries, examinations, and audits, working closely with internal stakeholders and outside counsel
Provide general legal support across regulatory, fund, corporate, contract, and investment matters, contributing to risk mitigation and special projects
Ideal Candidate Background:
Juris Doctor degree from an accredited law school and licensed to practice law in the United States
4+ years of relevant experience at a leading law firm and or in-house legal department
Working knowledge of securities laws, including the Securities Act of 1933, Securities Exchange Act of 1934, or the Investment Advisers Act of 1940
Experience collaborating across teams and advising senior stakeholders in a fast-paced environment
Interest in developing into a generalist legal and compliance professional across multiple business areas
Familiarity with international securities or investment advisory regulations, particularly in the United Kingdom or Singapore, is a plus
Curiosity about using technology, including artificial intelligence tools, to enhance legal and compliance workflows is a plus
What We Offer:
Comprehensive Medical, Dental and Vision Insurance starting on your first day of employment.
Life and disability insurance coverage as well as family and wellness benefits including mental health benefits, fertility benefits, and back-up childcare.
A matching 401(k) program.
Commuter Benefits program.
Stipends to support wellness and hybrid working arrangements.
We support employees who wish to pursue professional designations/certifications and offer tuition reimbursement in addition to an allocation for books and other supplies needed for an individual's coursework.
Smart-casual dress code.
Location: Applicants are expected to work onsite in ICONIQ’s San Francisco office in accordance with our hybrid working policy.
Compensation Range: ICONIQ is required by law to include a reasonable estimate of the salary range for this role. There are several factors taken into consideration in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. At ICONIQ, we apply a total reward philosophy where all aspects of compensation and benefits are taken into consideration in determining compensation terms. A reasonable estimate of the current salary range is $180,000.00-210,000.00 together with the benefits listed above.